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Joseph Barrett Knowles

Curi Capital, LLC

Raleigh, NC

Chicago, IL

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Current Employers
Curi Capital, Llc

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-22
  • NC RA
    APPROVED
    Since 2024-01-22

Branch Locations

700 Spring Forest Road Suite 235, Raleigh, NC 27609 • United States

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc Raleigh NC 10/2012 07/2020
Curi Capital Raleigh NC 06/2020 01/2024
Curi Capital Raleigh NC 12/2020 01/2024
Curi Rmb Capital Llc Raleigh NC 01/2024 Present
  • 10/2012 → 07/2020
    Credit Suisse Securities (Usa) Llc
    Raleigh, NC
  • 06/2020 → 01/2024
    Curi Capital
    Raleigh, NC
  • 12/2020 → 01/2024
    Curi Capital
    Raleigh, NC
  • 01/2024 → Present
    Curi Rmb Capital Llc
    Raleigh, NC
Previous Registrations
  • 2021-04-12 → 2024-01-26
    Curi Capital
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-04
S63 Uniform Securities Agent State Law Examination 2018-11-20
  • S65 Uniform Investment Adviser Law Examination
    2020-12-04
  • S63 Uniform Securities Agent State Law Examination
    2018-11-20
Other Names
  • Barrett Knowles

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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