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30 Rockefeller Plaza, New York, NY 10112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-22 |
Branch Locations
30 Rockefeller Plaza, New York, NY 10112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geller Advisors Llc | New York | NY | 03/2014 | 06/2019 |
| Unemployed | New York | NY | 06/2019 | 09/2019 |
| Ubs Financial Services Inc. | New York | NY | 09/2019 | 04/2022 |
| Lazard Asset Management Llc | New York | NY | 06/2023 | Present |
| Lazard Asset Management Securities Llc | New York | NY | 06/2023 | Present |
| Unemployed | New York | NY | 04/2022 | 06/2023 |
1) United States Navy Non - Investment Related Business USCG Sector New York 212 Coast Guard Drive Staten Island, NY 10305 Petty Officer Second Class Start Date - 07 JULY 2018 Monthly Approximate Hours - 20 Salary Earned 2) Friends of Barnstable Harbor (Tax-Exempt) Non-Investment Related Business Barnstable MA, 02630 Treasurer - Board of Directors Start Date - January 2015 Monthly Approximate Hours - 2 No Salary Earned 3) United States Coast Guard / 212 Coast Guard Drive Staten Island/Richmond/New York, NY 10305 / United States / www.uscg.mil / Yes/ National Defense, Search and Rescue, Maritime Enforcement / / Employee / staff member / / Petty Officer, 2nd Class / Start Date 7/3/2018 / No / Yes 4) Friends of Barnstable Harbor / P.O. Box 248, Barnstable/Barnstable/Barnstable, Massachusetts 02630 / United States / No / Charity / https://www.friendsofbarnstableharbor.org/ / Preservation, Protection, & Stewardship of Barnstable Harbor, Barnstable, MA. / Treasurer / No / Start Date 1/1/2015 5) NAME OF OTHER BUSINESS:United States Navy/ INVESTMENT RELATED?:No / ADDRESS: Joint Base McGuire-Dix-Lakehurst Lakehurst NJ 08733 US / NATURE OF THE BUSINESS:Governmental Entity/ POSITION:Officer/ DUTIES:National Defense / START DATE: 12/7/2020/
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-22 |
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