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Christopher John Schumacher

Lazard Asset Management LLC

New York, NY

CRD 5982715

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Employer firm

Lazard Asset Management LLC CRD 122836

$121B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-22
  • TX RA
    APPROVED
    Since 2023-06-22

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geller Advisors Llc New York NY 03/2014 06/2019
Unemployed New York NY 06/2019 09/2019
Ubs Financial Services Inc. New York NY 09/2019 04/2022
Lazard Asset Management Llc New York NY 06/2023 Present
Lazard Asset Management Securities Llc New York NY 06/2023 Present
Unemployed New York NY 04/2022 06/2023
  • 03/2014 → 06/2019
    Geller Advisors Llc
    New York, NY
  • 06/2019 → 09/2019
    Unemployed
    New York, NY
  • 09/2019 → 04/2022
    New York, NY
  • 06/2023 → Present
    New York, NY
  • 06/2023 → Present
    Lazard Asset Management Securities Llc
    New York, NY
  • 04/2022 → 06/2023
    Unemployed
    New York, NY
Previous Registrations
Other Businesses

1) United States Navy Non - Investment Related Business USCG Sector New York 212 Coast Guard Drive Staten Island, NY 10305 Petty Officer Second Class Start Date - 07 JULY 2018 Monthly Approximate Hours - 20 Salary Earned 2) Friends of Barnstable Harbor (Tax-Exempt) Non-Investment Related Business Barnstable MA, 02630 Treasurer - Board of Directors Start Date - January 2015 Monthly Approximate Hours - 2 No Salary Earned 3) United States Coast Guard / 212 Coast Guard Drive Staten Island/Richmond/New York, NY 10305 / United States / www.uscg.mil / Yes/ National Defense, Search and Rescue, Maritime Enforcement / / Employee / staff member / / Petty Officer, 2nd Class / Start Date 7/3/2018 / No / Yes 4) Friends of Barnstable Harbor / P.O. Box 248, Barnstable/Barnstable/Barnstable, Massachusetts 02630 / United States / No / Charity / https://www.friendsofbarnstableharbor.org/ / Preservation, Protection, & Stewardship of Barnstable Harbor, Barnstable, MA. / Treasurer / No / Start Date 1/1/2015 5) NAME OF OTHER BUSINESS:United States Navy/ INVESTMENT RELATED?:No / ADDRESS: Joint Base McGuire-Dix-Lakehurst Lakehurst NJ 08733 US / NATURE OF THE BUSINESS:Governmental Entity/ POSITION:Officer/ DUTIES:National Defense / START DATE: 12/7/2020/

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-23
S63 Uniform Securities Agent State Law Examination 2011-11-22
  • S66 Uniform Combined State Law Examination
    2019-10-23
  • S63 Uniform Securities Agent State Law Examination
    2011-11-22

View on SEC IAPD

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