Stacy K Leonard

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 11/2017
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 06/2016 → 03/2017
  Unemployed
  Raleigh, NC
• 06/2019 → 02/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Roanoke, VA
• 11/2017 → 06/2019
  Unemployed
  Raleigh, NC
• 02/2022 → 11/2024
  Morgan Stanley
  Roanoke, VA
• 12/2024 → 05/2025
  Equitable Advisors, Llc
  New York, NY
• 05/2025 → Present
  Wells Fargo Clearing Services, Llc
  Roanoke, VA

Previous Registrations

• 2024-12-19 → 2025-03-19
  Equitable Advisors, Llc
  Roanoke, VA
• 2022-03-18 → 2024-12-03
  Morgan Stanley
  Roanoke, VA
• 2019-07-25 → 2022-02-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Roanoke, VA
• 2017-03-29 → 2017-11-09
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 2013-05-14 → 2016-07-08
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Raleigh, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-13
• S63 Uniform Securities Agent State Law Examination
  2013-04-16

Other Names

• Stacy Lynn Knick
• Stacy Lynn Traas
• Stacy Knick Leonard
• Stacy Leonard