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Stacy K Leonard

Wells Fargo Clearing Services, LLC

Roanoke, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-20
VA RA APPROVED 2025-05-12
  • TX RA
    APPROVED
    Since 2025-05-20
  • VA RA
    APPROVED
    Since 2025-05-12

Branch Locations

10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Raleigh NC 03/2017 11/2017
Unemployed Raleigh NC 06/2016 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roanoke VA 06/2019 02/2022
Unemployed Raleigh NC 11/2017 06/2019
Morgan Stanley Roanoke VA 02/2022 11/2024
Equitable Advisors, Llc New York NY 12/2024 05/2025
Wells Fargo Clearing Services, Llc Roanoke VA 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-13
S63 Uniform Securities Agent State Law Examination 2013-04-16
  • S65 Uniform Investment Adviser Law Examination
    2013-05-13
  • S63 Uniform Securities Agent State Law Examination
    2013-04-16
Other Names
  • Stacy Lynn Knick
  • Stacy Lynn Traas
  • Stacy Knick Leonard
  • Stacy Leonard

View on SEC IAPD

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Stephen Berry
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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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