Best Investors Account Sign in
Inactive

Stephen James Laforte

Citizens Private Wealth

Tarrytown, NY

Boca Raton, FL

Claim This Profile
Current Employers
Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-15
  • FL RA
    APPROVED
    Since 2024-10-15

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

1 N. Federal Hwy 5Th Floor, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Union Securities, Inc-Isg Lake Worth FL 03/2002 10/2024
Clarfeld Financial Advisors Llc Boca Raton FL 10/2024 Present
Citizens Bank Na Boca Raton FL 10/2024 Present
Fifth Third Bank Boca Raton FL 07/2020 10/2024
Bny Mellon Palm Beach Gardens Bch FL 03/2007 07/2020
Citizens Securities, Inc. Boca Raton FL 09/2025 Present
  • 03/2002 → 10/2024
    First Union Securities, Inc-Isg
    Lake Worth, FL
  • 10/2024 → Present
    Clarfeld Financial Advisors Llc
    Boca Raton, FL
  • 10/2024 → Present
    Citizens Bank Na
    Boca Raton, FL
  • 07/2020 → 10/2024
    Fifth Third Bank
    Boca Raton, FL
  • 03/2007 → 07/2020
    Bny Mellon
    Palm Beach Gardens Bch, FL
  • 09/2025 → Present
    Citizens Securities, Inc.
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-06
  • S65 Uniform Investment Adviser Law Examination
    2024-05-06

View on SEC IAPD

Other Firms

PARK AVENUE SECURITIES LLC
FIFTH THIRD WEALTH ADVISORS LLC
BROWNSON, REHMUS & FOXWORTH, INC.
THE CAPITAL PRESERVE, INC.
MARTONE CAPITAL MANAGEMENT, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
DISCIPLINE WEALTH SOLUTIONS, INC.
LPL FINANCIAL LLC

Other Investors

THOMAS PALLOGUDIS
MARC A MIRABELLA
STEVEN SWISTAK
BRUCE P FOGWELL
James Henry Booth
DEBORAH S BECKER
Douglas Richard Strahle
Dylan Tuttle

Other Offices

PARK AVENUE SECURITIES LLC · TARRYTOWN, NY
FIFTH THIRD WEALTH ADVISORS LLC · Tarrytown, NY
BROWNSON, REHMUS & FOXWORTH, INC. · Tarrytown, NY
THE CAPITAL PRESERVE, INC. · TARRYTOWN, NY
MARTONE CAPITAL MANAGEMENT, INC. · TARRYTOWN, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Tarrytown, NY
DISCIPLINE WEALTH SOLUTIONS, INC. · TARRYTOWN, NY
LPL FINANCIAL LLC · TARRYTOWN, NY

More in Tarrytown, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor