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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-24 |
| SC | RA | APPROVED | 2020-10-24 |
Branch Locations
1320 Main Street Suite 800, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Columbia | SC | 08/2020 | Present |
| Bank Of America | Charlotte | NC | 05/2016 | 02/2017 |
| Torrent Consulting | Charlotte | NC | 03/2017 | 03/2018 |
| Wells Fargo Bank | Charlotte | NC | 04/2018 | 07/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-23 |
| S65 | Uniform Investment Adviser Law Examination | 2014-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-24 |
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