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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-11-12
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-11-12

Branch Locations

Citi Wealth Management, Sales 2071 Lemoine Avenue, Fl 2, Fort Lee, NJ 07024 • United States

Cwm Retail, Sales 89 Engle Street, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Staten Island NY 04/2014 02/2018
Hsbc Securities (Usa) Inc. Staten Island NY 05/2014 11/2017
Hsbc Bank Usa, N.A. Brooklyn NY 02/2018 09/2020
Hsbc Securities (Usa) Inc. Brooklyn NY 04/2018 09/2020
Citigroup Bronx NY 09/2020 Present
  • 04/2014 → 02/2018
    Hsbc Bank Usa, N.A.
    Staten Island, NY
  • 05/2014 → 11/2017
    Staten Island, NY
  • 02/2018 → 09/2020
    Hsbc Bank Usa, N.A.
    Brooklyn, NY
  • 04/2018 → 09/2020
    Brooklyn, NY
  • 09/2020 → Present
    Citigroup
    Bronx, NY
Previous Registrations
Other Businesses

Marlboro Recreation Center; Youth Basketball Referee; Not investment-related; Marlboro, NJ; Affiliation started on 09/01/2020; Title: Basketball referee; Duties: Officiate youth basketball part time on weekends; 16 hours devoted each month during securities trading hours; 2 hours devoted each month outside securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-04
  • S66 Uniform Combined State Law Examination
    2013-03-04

View on SEC IAPD

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