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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-03
  • FL RA
    APPROVED
    Since 2024-09-03

Branch Locations

1050 Palm Coast Pkwy Sw, Palm Coast, FL 32137 • United States

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ormond Beach FL 02/2014 11/2016
Wells Fargo Bank Na Ormond Beach FL 10/2010 Present
Wells Fargo Clearing Services, Llc Ormond Beach FL 11/2016 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors Llc
    Ormond Beach, FL
  • 10/2010 → Present
    Wells Fargo Bank Na
    Ormond Beach, FL
  • 11/2016 → Present
    Ormond Beach, FL
Other Businesses

RENTAL PROPERTY; INV RELATED; ORMOND BEACH, FL; 100% OWNER WITH SPOUSE; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; HOUSE BEING TURNED INTO A RENTAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
S63 Uniform Securities Agent State Law Examination 2011-11-08
  • S66 Uniform Combined State Law Examination
    2024-08-30
  • S63 Uniform Securities Agent State Law Examination
    2011-11-08

View on SEC IAPD

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