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David Frederick Murphy

Murphy Investment Advisors, Inc.

Pasadena, CA

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Current Employers
Murphy Investment Advisors, Inc.

140 S. Lake Ave. Ste. 223, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-03
CA RA APPROVED 2018-01-03
  • TX RA
    APPROVED_RES
    Since 2022-05-03
  • CA RA
    APPROVED
    Since 2018-01-03

Branch Locations

140 S. Lake Avenue Suite 223, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Murphy Investment Advisors, Inc. Pasadena CA 04/2016 Present
Previous Registrations
  • 2017-08-08 → 2017-12-31
    Murphy Investment Advisors Inc
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-08
S63 Uniform Securities Agent State Law Examination 2000-12-19
  • S65 Uniform Investment Adviser Law Examination
    2017-08-08
  • S63 Uniform Securities Agent State Law Examination
    2000-12-19

View on SEC IAPD

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