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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-03-27
  • MN RA
    APPROVED
    Since 2020-03-27

Branch Locations

3600 Minnesota Dr Suite 600, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Minneapolis MN 07/2016 03/2020
Joel Seleskie Mahtomedi MN 03/2020 12/2020
Northwestern Mutual Investment Services Llc Mahtomedi MN 03/2020 Present
Bharadwaj V Puram Mahtomedi MN 12/2020 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2022 Present
Craig Volk Minneapolis MN 03/2022 Present
Alex Wieme Minneapolis MN 03/2022 Present
  • 07/2016 → 03/2020
    Rbc Wealth Management
    Minneapolis, MN
  • 03/2020 → 12/2020
    Joel Seleskie
    Mahtomedi, MN
  • 03/2020 → Present
    Mahtomedi, MN
  • 12/2020 → Present
    Bharadwaj V Puram
    Mahtomedi, MN
  • 02/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2022 → Present
    Craig Volk
    Minneapolis, MN
  • 03/2022 → Present
    Alex Wieme
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-28
  • S66 Uniform Combined State Law Examination
    2012-08-28
Other Names
  • Jason M Vahlenkamp
  • Jason Michael Vahlenkamp

View on SEC IAPD

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