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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
MN RA APPROVED 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Rochester MN 09/2011 Present
City National Bank Rochester MN 07/2019 Present
Other Businesses

(1) NAME OF ENTITY: Rock Block Partners LLC ADDRESS: 2705 HWY 14 West, Rochester, MN, 55901 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: Jun 30, 2016 CAPACITY: Owner DUTIES: Property Ownership, development, and rental HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-08
  • S66 Uniform Combined State Law Examination
    2011-12-08
Other Names
  • Matthew Buzzell

View on SEC IAPD

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