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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2018-05-08 |
| TX | RA | APPROVED | 2018-05-08 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2015 | 04/2018 |
| Jpmorgan Chase Bank, Na. | New York | NY | 04/2018 | Present |
| J.P. Morgan Securities Llc | New York | NY | 04/2018 | Present |
Entity Name: The Michael Piegare Foundation Investment related: No Address: 2591 Wantagh, NY Nature of the other business: The mission of the foundation is to nurture and empower young athletes to be the best they can be and help fulfill their athletic dreams. It will do so through the financial support of organizations and events that promote and shape leadership funding to these exhibiting the exceptional attributes for which Michael is fondly remembered. Position/Title/Relationship: Director Start Date: 01-Jan-2009 Approximate # of hours a month: None Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board of Directors. help organize events to help fundraise for the Foundation. Maintain and update social media accounts for the foundation Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-12 |
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