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Kevin William Piegare

J.P. Morgan Securities LLC

New York, NY

CRD 5978714

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2018-05-08
TX RA APPROVED 2018-05-08
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2018-05-08
  • TX RA
    APPROVED
    Since 2018-05-08

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 04/2018
Jpmorgan Chase Bank, Na. New York NY 04/2018 Present
J.P. Morgan Securities Llc New York NY 04/2018 Present
Previous Registrations
Other Businesses

Entity Name: The Michael Piegare Foundation Investment related: No Address: 2591 Wantagh, NY Nature of the other business: The mission of the foundation is to nurture and empower young athletes to be the best they can be and help fulfill their athletic dreams. It will do so through the financial support of organizations and events that promote and shape leadership funding to these exhibiting the exceptional attributes for which Michael is fondly remembered. Position/Title/Relationship: Director Start Date: 01-Jan-2009 Approximate # of hours a month: None Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board of Directors. help organize events to help fundraise for the Foundation. Maintain and update social media accounts for the foundation Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
S63 Uniform Securities Agent State Law Examination 2014-12-12
  • S66 Uniform Combined State Law Examination
    2018-03-15
  • S63 Uniform Securities Agent State Law Examination
    2014-12-12
Other Names
  • Kevn William Piegare

View on SEC IAPD

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