Timothy D Hicks

Current Employers

Employment History

• 09/2011 → Present
  Hicks Capital Management, Llc
  Naples, FL
• 09/2011 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2009-06-01 → 2011-10-17
  Morgan Stanley
  Columbus, OH
• 2000-11-09 → 2009-06-01
  Citigroup Global Markets Inc.
  Columbus, OH
  Columbus, OH

Other Businesses

1. HICKS CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; 4200 Regent Street, Suite 200, Columbus OH 43219 AND 999 Vanderbilt Beach Road, #200, Naples FL 34108; RIA; OWNER/PRESIDENT; START DATE: 09/2011; APPROX 120 HRS/MO; OWNER/OPERATOR, INVESTMENT MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, RETIREMENT PLANNING 2. TRAGEDY INTO TRIUMPH, NOT INVESTMENT RELATED, 1350 N COURT STREET, SUITE B, CIRCLEVILLE, OH 43113. SECRETARY OF NON-PROFIT MINISTRY, 11/2015-PRESENT, 10 HRS/MONTH, NONE DURING TRADING. DUTIES INCLUDE NOTE TAKING, WEBSITE MAINTENANCE, ORGANIZING ACTIVITIES, MINISTRY AND PASTORAL RESPONSIBILITIES. 3.Insurance-Millennium Brokerage Group-100 Winners Circle, Ste 410, Brentwood, TN 37027-Insurance-Insurance Agent-9/3/2019-5 hrs/mth-5 during trading hrs-Providing fixed annuities, life and long term care insurance to people. 4. Christian Healthcare Ministries. Non-Investment Related. 127 Hazelwood Ave, Barberton, OH 44203. Healthcare Cost Sharing. Committee Member. Start 3/2021. 1hr/mo, not during trading hours. Finance Committee meeting. 5) 1. Rental Property 2. Not investment related 3. 410 Sugar Pine, Naples, FL 34108 4. Rental Property 5. Owner 6. 10/2022 7. 1-2 hrs/mo 8. 0 hrs during trading 9. Keep track of books 10. Rental income 6. First Baptist Academy Varsity High School Baseball. Not investment related. 3000 Orange Blossom Drive, Naples, FL 34109. High School Baseball Coach. Start date: 01/2025. 35 hrs/month; none during trading hours. Baseball coach.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-19
• S63 Uniform Securities Agent State Law Examination
  2000-05-30

Designations