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David Ewing Swaney

LPl Enterprise, LLC

Newark, DE

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-11-14
  • DE RA
    APPROVED
    Since 2024-11-14

Branch Locations

121 Continental Drive Suite 109, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Des Insurance Services Inc Corona CA 10/2014 11/2024
Farmers Insurance Group Corona CA 02/2011 03/2017
Axa Advisors, Llc New York NY 08/2018 03/2020
Pruco Securities, Llc. Bethesda MD 04/2021 11/2024
United Insurance Group Newark DE 05/2020 11/2024
Prudential Insurance Company Of America Bethesda MD 08/2021 Present
Lpl Enterprise, Llc North Bethesda MD 11/2024 Present
  • 10/2014 → 11/2024
    Des Insurance Services Inc
    Corona, CA
  • 02/2011 → 03/2017
    Farmers Insurance Group
    Corona, CA
  • 08/2018 → 03/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2021 → 11/2024
    Bethesda, MD
  • 05/2020 → 11/2024
    United Insurance Group
    Newark, DE
  • 08/2021 → Present
    Prudential Insurance Company Of America
    Bethesda, MD
  • 11/2024 → Present
    North Bethesda, MD
Previous Registrations
Other Businesses

1) 03/07/2025 - Prudential Advisors - Comparion - Property and Casualty - I sell auto and homeowners insurance though Comparion Insurance Agency- inv. related - at Newark, DE- start date 10/15/2022- 4hrs/mnth-2hrs during trading 2) 03/07/2025 - DES Insurance Services Inc - Non-Variable Insurance- I sell Medicare Advantage and Medicare Supplement insurance - inv. related - at Newark, DE- start date 05/28/2014-4hrs/mnth-2hrs during trading 3) 02/26/2025 - Independent Contractor- Non-Variable Insurance- I sell Medicare Advantage and Medicare Supplement Insurance- inv. related -at Newark, DE- start date 03/28/2014- 2hrs/mnth-2hrs during trading 4) 02/11/2026-OLD LINE WEALTH PARTNERS-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 01/22/2026-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-29
S63 Uniform Securities Agent State Law Examination 2011-12-01
  • S66 Uniform Combined State Law Examination
    2021-07-29
  • S63 Uniform Securities Agent State Law Examination
    2011-12-01
Other Names
  • David Ewing Swaney

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