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Hugh Wilson Cole

Captrust

Raleigh, NC

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-01
NC RA APPROVED 2015-04-15
  • TX RA
    APPROVED_RES
    Since 2018-08-01
  • NC RA
    APPROVED
    Since 2015-04-15

Branch Locations

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 06/2008 Present
Capfinancial Securities Llc Raleigh NC 06/2008 Present
  • 06/2008 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 06/2008 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2007-11-14 → 2008-05-27
    Raymond James Financial Services, Inc.
    Lexington, NC
  • 2004-10-20 → 2007-11-13
    Uvest Financial Services Group, Inc.
    Lexington, NC
    Lexington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-19
S63 Uniform Securities Agent State Law Examination 2000-06-22
  • S66 Uniform Combined State Law Examination
    2004-10-19
  • S63 Uniform Securities Agent State Law Examination
    2000-06-22
Other Names
  • Trae Cole

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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