Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-17 |
| MT | RA | APPROVED | 2025-06-17 |
| NC | RA | APPROVED | 2025-06-17 |
| FL | RA | APPROVED | 2025-05-21 |
| NV | RA | APPROVED | 2024-01-11 |
| MD | RA | APPROVED | 2024-01-05 |
| HI | RA | APPROVED | 2023-08-25 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Honolulu | HI | 09/2010 | Present |
| Park Avenue Securities | Honolulu | HI | 07/2018 | Present |
| Guardian Life Insurance Company | Honolulu | HI | 06/2024 | Present |
| Guardian Life Insurance Company | Honolulu | HI | 06/2024 | Present |
1) Board Member of Friends of CASA Hawaii, Start Date: 02/29/2024, Address: First Judicial Circuit 4675 Kapolei Parkway, 3rd Floor, Kapolei, Hi 96707, 1 total hour per month, 1 during securities trading hours, No annual compensation, Not investment related, 2) Board of Directors, Hawaii Economic Association, Start Date: 01/01/2025, Address: P.O. Box 2982, Honolulu, Hawaii 96802-2982, Less than 1 total hour per month, Less than 1 hour during securities trading hours, No annual compensation, Not investment related, 3) Insurance other than Guardian-Independent contractor, Nature of Business: offering Insurance Outside of Guardian, Start date: 10/03/2025, Address: 500 Ala Moana Blvd. Suite 3-400 Honolulu, HI 96815, Duties: Insurance other than Guardian .5 total hours per month; .5 during securities trading hours, Investment related, 4) Hawaii Steel Alliance-Board of Directors, Nature of Business: stimulate and sustain the use of steel framing, metal roofing, and other metal building materials, Start date: 04/30/2026, Address: PO Box 2880 Aiea, HI 96707, Duties: Meeting about membership, event planning, community awareness, youth scholarships, golf tournament planning, .5 total hours per month; .5 during securities trading hours, Not investment related, 5) Construction Financial Management Association-Board of Directors, Nature of Business: CFMA is the organization for people who function in or serve the construction industry's accounting and financial needs., Start date: 04/16/2026, Address: 2957 Kalakaua Ave. #204 Honolulu, HI 96815, Duties: Meeting about membership, event planning, community awareness, youth scholarships, golf tournament planning, .5 total hours per month; .5 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-12 |
Reach out to this advisor