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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-17
MT RA APPROVED 2025-06-17
NC RA APPROVED 2025-06-17
FL RA APPROVED 2025-05-21
NV RA APPROVED 2024-01-11
MD RA APPROVED 2024-01-05
HI RA APPROVED 2023-08-25
  • CA RA
    APPROVED
    Since 2025-06-17
  • MT RA
    APPROVED
    Since 2025-06-17
  • NC RA
    APPROVED
    Since 2025-06-17
  • FL RA
    APPROVED
    Since 2025-05-21
  • NV RA
    APPROVED
    Since 2024-01-11
  • MD RA
    APPROVED
    Since 2024-01-05
  • HI RA
    APPROVED
    Since 2023-08-25

Branch Locations

500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Honolulu HI 09/2010 Present
Park Avenue Securities Honolulu HI 07/2018 Present
Guardian Life Insurance Company Honolulu HI 06/2024 Present
Guardian Life Insurance Company Honolulu HI 06/2024 Present
  • 09/2010 → Present
    Guardian Life Insurance Co Of America
    Honolulu, HI
  • 07/2018 → Present
    Park Avenue Securities
    Honolulu, HI
  • 06/2024 → Present
    Guardian Life Insurance Company
    Honolulu, HI
  • 06/2024 → Present
    Guardian Life Insurance Company
    Honolulu, HI
Other Businesses

1) Board Member of Friends of CASA Hawaii, Start Date: 02/29/2024, Address: First Judicial Circuit 4675 Kapolei Parkway, 3rd Floor, Kapolei, Hi 96707, 1 total hour per month, 1 during securities trading hours, No annual compensation, Not investment related, 2) Board of Directors, Hawaii Economic Association, Start Date: 01/01/2025, Address: P.O. Box 2982, Honolulu, Hawaii 96802-2982, Less than 1 total hour per month, Less than 1 hour during securities trading hours, No annual compensation, Not investment related, 3) Insurance other than Guardian-Independent contractor, Nature of Business: offering Insurance Outside of Guardian, Start date: 10/03/2025, Address: 500 Ala Moana Blvd. Suite 3-400 Honolulu, HI 96815, Duties: Insurance other than Guardian .5 total hours per month; .5 during securities trading hours, Investment related, 4) Hawaii Steel Alliance-Board of Directors, Nature of Business: stimulate and sustain the use of steel framing, metal roofing, and other metal building materials, Start date: 04/30/2026, Address: PO Box 2880 Aiea, HI 96707, Duties: Meeting about membership, event planning, community awareness, youth scholarships, golf tournament planning, .5 total hours per month; .5 during securities trading hours, Not investment related, 5) Construction Financial Management Association-Board of Directors, Nature of Business: CFMA is the organization for people who function in or serve the construction industry's accounting and financial needs., Start date: 04/16/2026, Address: 2957 Kalakaua Ave. #204 Honolulu, HI 96815, Duties: Meeting about membership, event planning, community awareness, youth scholarships, golf tournament planning, .5 total hours per month; .5 during securities trading hours, Not investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-23
S63 Uniform Securities Agent State Law Examination 2020-06-12
  • S65 Uniform Investment Adviser Law Examination
    2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2020-06-12

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