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Eric W Schleppenbach

Edward Jones

San Diego, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-20
TX RA APPROVED_RES 2020-11-20
  • CA RA
    APPROVED
    Since 2020-11-20
  • TX RA
    APPROVED_RES
    Since 2020-11-20

Branch Locations

16955 Via Del Campo Suite 110, San Diego, CA 92127-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 10/2015 11/2020
Edward Jones St. Louis MO 11/2020 Present
  • 10/2015 → 11/2020
    Td Ameritrade
    Omaha, NE
  • 11/2020 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2017-05-04 → 2021-01-11
    Td Ameritrade, Inc.
    Omaha, NE
    San Diego, CA
  • 2017-05-04 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-03
S63 Uniform Securities Agent State Law Examination 2015-11-21
  • S66 Uniform Combined State Law Examination
    2017-05-03
  • S63 Uniform Securities Agent State Law Examination
    2015-11-21
Other Names
  • Eric William Schleppenbach

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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