David Christian Frum

Current Employers

Employment History

• 09/2013 → Present
  Lpl Financial, Llc
  Greenwood Village, CO
• 10/2013 → 02/2017
  Western Wealth Management, Llc
  Greenwood Village, CO
• 12/2016 → Present
  Providence Capital Partners Inc/Dba:DEnver Wealth Management Inc
  Greenwood Village, CO

Previous Registrations

• 2016-06-22 → 2016-12-27
  Western Wealth Management Llc
  Golden, CO
• 2014-01-31 → 2016-06-22
  Western Wealth Management Llc
  Golden, CO
  Greenwood Village, CO

Other Businesses

1) 07/07/2015: NORTH AMERICAN LIFE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 07/12/2015 - 4 HR/MO NONE DURING SECS TRDG HRS - AGENT. INS TYPE: LIFE. 2) 2/13/2017: Denver Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2017 - 60 Hours Per Month/4 Hours During Securities Trading. 3) 1/30/2019 - 'Provence Wealth Management Group - Denver LLC' - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/08/2013 - 8 Hours Per Month During Securities Trading. 4) 08/14/2019 - MassMutual Greater Phoenix, Agency 252 - Investment related - At reported business location(s) - Non-Variable Insurance - start date:06/10/2019 - 2 hrs/mo - 1 hrs during trading. 5) 1/12/2021 - Providence Capital Partners Inc. - DBA: Denver Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - IAR - Started 01/06/2021 - 150 Hours Per Month/6 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Providence Capital Partners Inc., an independent investment advisor firm. I started this business activity in 12/2016. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 2/3/2021 - Denver Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/15/2021 - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Denver Wealth Management, Inc, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-31
• S63 Uniform Securities Agent State Law Examination
  2011-11-18