Nicholas Balmer

Tiaa-Cref Individual & Institutional Services, LLC

North Bethesda, MD

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Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2018-09-20

MD RA
APPROVED

Since 2018-09-20

Branch Locations

915 Meeting Street Suite 1220, North Bethesda, MD 20852 • United States

Potomac, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade, Inc.	Gaithersburg	MD	08/2014	02/2018
Td Ameritrade, Inc.	Gaithersburg	MD	02/2018	08/2018
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	08/2018
Scottrade Investment Management	Gaithersburg	MD	08/2014	02/2018
Tiaa	Bethesda	MD	08/2018	Present
Tiaa-Cref Individual & Institutional Services, Llc	Bethesda	MD	08/2018	Present

08/2014 → 02/2018

Scottrade, Inc.

Gaithersburg, MD
02/2018 → 08/2018

Td Ameritrade, Inc.

Gaithersburg, MD
02/2018 → 08/2018

Td Ameritrade Investment Management, Llc

Omaha, NE
08/2014 → 02/2018

Scottrade Investment Management

Gaithersburg, MD
08/2018 → Present

Tiaa

Bethesda, MD
08/2018 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Bethesda, MD

Previous Registrations

2018-02-27 → 2018-08-31

Td Ameritrade, Inc.

Gaithersburg, MD
2018-02-26 → 2018-08-31

Td Ameritrade Investment Management, Llc

Omaha, NE
2017-01-11 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO
2012-04-26 → 2014-05-01

Equitable Advisors, Llc

Damascus, MD

Raleigh, NC

Columbia, MD

Raleigh, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-17

S66 Uniform Combined State Law Examination

2012-04-17

Other Names

Nick Balmer
Nicholas Hitchcock Balmer

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GLASSMAN WEALTH SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

PROFIT INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

ORTMAN FINANCIAL PLANNING

LPL FINANCIAL LLC

Other Investors

Brian SCOTT Ewers

STACEE BAIN CRITTENDEN

SYED ABDUL RUMIN

Matthew EVERETT Bosley

Craig ARGENT Dell

DIEGO J DOMINGUEZ

Grant Patrick Furnary

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTH BETHESDA, MD

GLASSMAN WEALTH SERVICES, LLC · NORTH BETHESDA, MD

CETERA INVESTMENT ADVISERS LLC · North Bethesda, MD

GLASSMAN WEALTH SERVICES, LLC · BETHESDA, MD

PROFIT INVESTMENTS · NORTH BETHESDA, MD

AMERIPRISE FINANCIAL SERVICES, LLC · ROCKVILLE, MD

EDWARD JONES · Rockville, MD

ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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