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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-07-31 |
| OH | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2021-04-19 |
Branch Locations
4899 Houston Road, Florence, KY 41042 • United States
735 Buttermilk Pike, Crescent Springs, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 08/2011 | 03/2021 |
| Jp Morgan Securities, Llc | Cincinnati | OH | 03/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Cincinnati | OH | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-01 |
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