Christopher B. Jones

Current Employers

Employment History

• 09/2013 → 11/2018
  Sii
  Brookfield, WI
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Brookfield, WI

Previous Registrations

• 2015-11-05 → 2018-11-02
  Signator Investors, Inc.
  Brookfield, WI

Other Businesses

1) INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI, NATIONAL GUARDIAN LIFE, MADISON, WI, SALES ENDOWMENT LIFE INS , START OF RELATIONSHIP: OCT 17, 2013, APPROXIMATE # OF HOURS PER MONTH: 5 APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 5..... 2) STRATEGIC WEALTH & LEGACY ADVISORS - FIXED INSURANCE POSITION: Financial Advisor NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/16/2019 ADDRESS: 13400 Bishops Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3) STRATEGIC WEALTH & LEGACY ADVISORS "SWLA" POSITION: Investment Advisor Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/30/2017 ADDRESS: 125 N Executive Dr., Ste 106, Brookfield WI 53005, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 4) STRATEGIC WEALTH & LEGACY ADVISORS - FIXED INSURANCE POSITION: Financial Advisor NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/16/2019 ADDRESS: 13400 Bishops Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE Carrier: Penn Mutual - for juvenille whole life insurance, permanent insurance and term insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-27
• S63 Uniform Securities Agent State Law Examination
  2011-10-27