Charles Princiotto

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 03/2017
  Bank Of America, N.A.
  New York, NY
• 03/2017 → 04/2025
  Janney Montgomery Scott Llc
  New York, NY
• 04/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  New York, NY

Previous Registrations

• 2017-03-06 → 2025-04-14
  Janney Montgomery Scott Llc
  New York, NY
  New York, NY
• 2012-01-13 → 2017-03-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

11PRINCE LLC; INV RELATED; RIDGEWOOD, NJ; FINET PRACTISE ;100% OWNERSHIP; START DATE: 10/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;| SOUND RIDGE PRIVATE WEALTH LLC; INV RELATED;NEW YORK,NY; LLC;40% OWNERSHIP; START DATE: 12/01/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2012-01-11

Designations

• Certified Financial Planner

Other Names

• Charles J Princiotto