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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-29 |
| FL | RA | APPROVED | 2023-07-10 |
| TN | RA | APPROVED | 2022-10-26 |
Branch Locations
1600 West End Avenue Suite 1390, Nashville, TN 37203 • United States
Saint Petersburg, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Nashville | TN | 06/2016 | 10/2022 |
| B. Riley Wealth Advisors, Inc. | Nashville | TN | 07/2022 | 10/2022 |
| Oppenheimer & Co. Inc. | Nashville | TN | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-09 |
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