Best Investors Account Sign in

Jon M Sanders

Oppenheimer & Co. Inc.

Nashville, TN

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-11-06
TX RA APPROVED 2023-11-06
  • TN RA
    APPROVED
    Since 2023-11-06
  • TX RA
    APPROVED
    Since 2023-11-06

Branch Locations

1600 West End Avenue Suite 1390, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Nashville TN 06/2016 11/2023
B. Riley Wealth Advisors, Inc. Nashville TN 07/2022 11/2023
Oppenheimer & Co. Inc. Nashville TN 11/2023 Present
Previous Registrations
  • 2022-08-25 → 2023-11-06
    B. Riley Wealth Advisors, Inc.
    Nashville, TN
  • 2016-08-12 → 2022-12-31
    B. Riley Wealth Management
    Franklin, TN
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-12
  • S66 Uniform Combined State Law Examination
    2016-08-12
Other Names
  • Jonathan M Sanders

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor