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146 Main Street Suite 302, Worcester, MA 01608 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-17 |
| MA | RA | APPROVED | 2012-01-17 |
Branch Locations
146 Main Street Suite 302, Worcester, MA 01608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Harbor Financial Group, Llc | Worcester | MA | 11/2011 | Present |
Name of the other business: Princeton Land Trust; Investment-related; Address: P.O. Box 271 Princeton, MA 01541; Nature of the other business: land trust; Position: Trustee; Start date: 09/2019; Approximate number of hours/month: 4/month; Number of hours during securities trading hours: 0; Brief description of duties: advisor, attend board meetings, conduct site visits and inspections to assess the property's condition, monitor its use, and ensure compliance with the terms of the land trust agreement
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-09 |
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