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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-11 |
Branch Locations
5191 Mowry Ave, Fremont, CA 94538 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Fremont | CA | 11/2005 | 11/2016 |
| Wells Fargo Advisors, Llc | Fremont | CA | 09/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fremont | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-18 |
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