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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-10-06
LA RA APPROVED 2025-10-03
VA RA APPROVED 2025-03-14
NC RA APPROVED 2008-06-13
  • KS RA
    APPROVED
    Since 2025-10-06
  • LA RA
    APPROVED
    Since 2025-10-03
  • VA RA
    APPROVED
    Since 2025-03-14
  • NC RA
    APPROVED
    Since 2008-06-13

Branch Locations

981 Concord Pkwy South, Concord, NC 28027 • United States

40 Cabarrus Avenue East, Concord, NC 28025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Moorseville NC 06/2008 Present
  • 06/2008 → Present
    Fifth Third Securities
    Moorseville, NC
Previous Registrations
  • 2006-01-03 → 2008-06-16
    Uvest Financial Services Group, Inc.
    Mooresville, NC
    Charlotte, NC
    Charlotte, NC
    Mooresville, NC
    Charlotte, NC
  • 2005-02-11 → 2005-09-21
    Bofa Advisors, Llc
    Charlotte, NC
  • 2003-01-01 → 2005-02-11
    Bacap Distributors, Llc
    Charlotte, NC
  • 2002-05-17 → 2003-01-01
    Charlotte , NC
Other Businesses

Soccer Referee - CHARLOTTE,NC,28227 - independent referee - 5 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-22
  • S66 Uniform Combined State Law Examination
    2000-06-22
Other Names
  • Kevin Patrick O Hare

View on SEC IAPD

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