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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-23 |
| UT | RA | APPROVED | 2022-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | West Jordan | UT | 02/2009 | 03/2022 |
| Wells Fargo Bank, N.A. | West Jordan | UT | 02/2009 | 03/2022 |
| Wells Fargo Clearing Services, Llc | West Jordan | UT | 09/2011 | 03/2022 |
| J.P. Morgan Securities Llc | Salt Lake City | UT | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Salt Lake City | UT | 04/2022 | Present |
| Williamson Ocean | Bluffdale | UT | 02/2021 | 05/2021 |
| Amazon | Salt Lake City | UT | 01/2023 | 07/2023 |
| Williamson Ocean | Sandy | UT | 07/2023 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-17 |
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