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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-05 |
| LA | RA | APPROVED | 2014-05-29 |
Branch Locations
2 Sanctuary Blvd, Ste100, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mandeville | LA | 05/2014 | Present |
1. 10/2/2017 - Margaret Benjamin, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/26/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 10/10/2017 - Standard Investment Advisors, LLC - DBA: Standard Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/29/2014 - 0 Hours Per Month. 3. 10/19/2017 - SIA Investment Services, LLC - DBA: SIA Investment Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 01/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-14 |
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