Best Investors Account Sign in
Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-22
NY RA APPROVED 2025-12-19
TX RA APPROVED 2025-12-19
  • NJ RA
    APPROVED
    Since 2025-12-22
  • NY RA
    APPROVED
    Since 2025-12-19
  • TX RA
    APPROVED
    Since 2025-12-19

Branch Locations

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities Inc New York NY 07/2013 06/2016
Hsbc Securities (Usa) Inc. New York NY 06/2016 06/2020
Hsbc Bank Usa N.A. New York NY 08/2016 06/2020
Hsbc Securities (Usa) Inc. New York NY 06/2020 11/2025
Hsbc Bank (Usa) Inc. New York NY 06/2020 11/2025
Aegis Capital Corp. New York NY 12/2025 Present
Previous Registrations
  • 2020-07-02 → 2025-12-03
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Buffalo, NY
Other Businesses

1.The name of the other business : INVESTMENT PROPERTY 2. Whether the business is investment-related: not investment related. It's a property in Aruba owned equally by three individuals. I am one of three. 3. The address of the other business : DIAMANTE 175, ORANJESTAD, ARUBA - Aruba the country. Aruba doesn't use postal codes 4. The nature of the other business: Real Estate, Limited Liability Partnership. 5. Your position: Partner 6. Title/Relationship with the other business: : Partner 7. The start date of your relationship: 9/23/2025 8. The approximate number of hours/month you devote to the other business: one of the partners is a property manager in the US therefore he will manage this property. I am not devoting any time managing this property. 9. The number of hours you devote to the other business during securities trading hours: Zero 10. Briefly describe your duties relating to the other business: I'm a silent partner. I am not devoting any time managing this property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-02
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2020-07-02
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor