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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-22 |
| NY | RA | APPROVED | 2025-12-19 |
| TX | RA | APPROVED | 2025-12-19 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities Inc | New York | NY | 07/2013 | 06/2016 |
| Hsbc Securities (Usa) Inc. | New York | NY | 06/2016 | 06/2020 |
| Hsbc Bank Usa N.A. | New York | NY | 08/2016 | 06/2020 |
| Hsbc Securities (Usa) Inc. | New York | NY | 06/2020 | 11/2025 |
| Hsbc Bank (Usa) Inc. | New York | NY | 06/2020 | 11/2025 |
| Aegis Capital Corp. | New York | NY | 12/2025 | Present |
1.The name of the other business : INVESTMENT PROPERTY 2. Whether the business is investment-related: not investment related. It's a property in Aruba owned equally by three individuals. I am one of three. 3. The address of the other business : DIAMANTE 175, ORANJESTAD, ARUBA - Aruba the country. Aruba doesn't use postal codes 4. The nature of the other business: Real Estate, Limited Liability Partnership. 5. Your position: Partner 6. Title/Relationship with the other business: : Partner 7. The start date of your relationship: 9/23/2025 8. The approximate number of hours/month you devote to the other business: one of the partners is a property manager in the US therefore he will manage this property. I am not devoting any time managing this property. 9. The number of hours you devote to the other business during securities trading hours: Zero 10. Briefly describe your duties relating to the other business: I'm a silent partner. I am not devoting any time managing this property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-22 |
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