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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
OH RA APPROVED 2017-01-18
  • NY RA
    APPROVED
    Since 2021-05-03
  • OH RA
    APPROVED
    Since 2017-01-18

Branch Locations

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 08/2011 10/2016
Jpmorgan Securities Llc Worthington OH 10/2016 Present
  • 08/2011 → 10/2016
    Morgan Stanley
    Columbus, OH
  • 10/2016 → Present
    Jpmorgan Securities Llc
    Worthington, OH
Other Businesses

Entity Name: AdvoCare International L.P. Investment related: No Address: 2801 Plano, TX https://www.advocare.com/ Nature of the other business: Health and wellness Position/Title/Relationship: Independent distributer Start Date: 01-Dec-2014 Approximate # of hours a month: 5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Independent distributer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-09
  • S66 Uniform Combined State Law Examination
    2017-01-09
Other Names
  • Andy Saggio
  • Andrew T Saggio

View on SEC IAPD

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