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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-18
  • TX RA
    APPROVED
    Since 2026-02-18

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 09/2016 01/2018
Believe Energy Llc Dallas TX 03/2016 07/2019
Ibc Bank Dallas TX 01/2018 06/2023
Lpl Financial Llc Dallas TX 01/2018 06/2023
Unemployed Dallas TX 07/2023 10/2023
Intercam Banco Brownsville TX 10/2023 09/2024
Intercam Wealth Management Brownsville TX 09/2024 10/2025
Intercam Advisors, Inc. Brownsville TX 09/2024 10/2025
The Vanguard Group, Inc. Plano TX 02/2026 Present
Vanguard Marketing Corporation Plano TX 02/2026 Present
Vanguard Advisers, Inc. Plano TX 02/2026 Present
Unemployed Dallas TX 10/2025 02/2026
Texas A&M Commerce Dallas TX 08/2015 12/2016
  • 09/2016 → 01/2018
    Td Ameritrade
    Fort Worth, TX
  • 03/2016 → 07/2019
    Believe Energy Llc
    Dallas, TX
  • 01/2018 → 06/2023
    Ibc Bank
    Dallas, TX
  • 01/2018 → 06/2023
    Dallas, TX
  • 07/2023 → 10/2023
    Unemployed
    Dallas, TX
  • 10/2023 → 09/2024
    Intercam Banco
    Brownsville, TX
  • 09/2024 → 10/2025
    Intercam Wealth Management
    Brownsville, TX
  • 09/2024 → 10/2025
    Intercam Advisors, Inc.
    Brownsville, TX
  • 02/2026 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 02/2026 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 02/2026 → Present
    Plano, TX
  • 10/2025 → 02/2026
    Unemployed
    Dallas, TX
  • 08/2015 → 12/2016
    Texas A&M Commerce
    Dallas, TX
Previous Registrations
  • 2024-09-18 → 2025-10-23
    Dallas, TX
    Miami, FL
    Brownsville, TX
  • 2019-07-31 → 2023-12-18
    Dallas, TX
  • 2016-10-21 → 2018-01-31
    Td Ameritrade, Inc.
    Westlake, TX
  • 2016-10-21 → 2018-01-31
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2014-02-10 → 2016-01-19
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
    Fort Worth, TX
  • 2014-02-10 → 2016-01-19
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: DALLAS, TX NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 07/2023 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-08
S63 Uniform Securities Agent State Law Examination 2012-06-02
  • S66 Uniform Combined State Law Examination
    2014-02-08
  • S63 Uniform Securities Agent State Law Examination
    2012-06-02
Other Names
  • Gabe Vallejo

View on SEC IAPD

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