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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-14
NJ RA APPROVED 2018-08-17
TX RA APPROVED 2018-08-09
  • NY RA
    APPROVED
    Since 2021-05-14
  • NJ RA
    APPROVED
    Since 2018-08-17
  • TX RA
    APPROVED
    Since 2018-08-09

Branch Locations

1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States

1116 Main Road Suites 1 & 2, Riverhead, NY 11901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbridge Securities New York NY 05/2012 04/2018
Janney Montgomery Scott Llc Garden City NY 04/2018 04/2022
Janney Montgomery Scott Llc Garden City NY 04/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-09
S63 Uniform Securities Agent State Law Examination 2012-03-09
  • S66 Uniform Combined State Law Examination
    2018-08-09
  • S63 Uniform Securities Agent State Law Examination
    2012-03-09

View on SEC IAPD

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