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Andrew Joseph O Connell

Wells Fargo Clearing Services, LLC

Raleigh, NC

Durham, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-12-17
  • NC RA
    APPROVED
    Since 2015-12-17

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

4709 Hope Valley Rd, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Durham NC 09/2015 11/2016
Wells Fargo Bank, Na Durham NC 09/2015 Present
Wells Fargo Clearing Services, Llc Durham NC 11/2016 Present
  • 09/2015 → 11/2016
    Wells Fargo Advisors Llc
    Durham, NC
  • 09/2015 → Present
    Wells Fargo Bank, Na
    Durham, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Durham, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-14
S63 Uniform Securities Agent State Law Examination 2011-10-07
  • S65 Uniform Investment Adviser Law Examination
    2015-12-14
  • S63 Uniform Securities Agent State Law Examination
    2011-10-07
Other Names
  • Andrew Joseph O Connell
  • Andrew Joseph O Connell
  • Andrew O'COnnell
  • Andrew J O'COnnell
  • Andrew J O'COnnell

View on SEC IAPD

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SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

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William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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