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Eric Michael Turner

Principal Securities, Inc.

Des Moines, IA

Cincinnati, OH

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-11
OH RA APPROVED 2019-02-22
  • TX RA
    APPROVED_RES
    Since 2023-09-11
  • OH RA
    APPROVED
    Since 2019-02-22

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Dallas TX 10/2015 01/2019
Principal Life Insurance Company Cincinnati OH 01/2019 Present
Principal Securities Inc Cincinnati OH 02/2019 Present
  • 10/2015 → 01/2019
    Mutual Of Omaha
    Dallas, TX
  • 01/2019 → Present
    Principal Life Insurance Company
    Cincinnati, OH
  • 02/2019 → Present
    Principal Securities Inc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-14
S63 Uniform Securities Agent State Law Examination 2015-05-05
  • S65 Uniform Investment Adviser Law Examination
    2019-02-14
  • S63 Uniform Securities Agent State Law Examination
    2015-05-05

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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