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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-13
NC RA APPROVED 2023-08-01
NJ RA APPROVED 2023-07-24
NY RA APPROVED 2021-04-05
CA RA APPROVED 2014-12-05
  • TX RA
    APPROVED_RES
    Since 2025-02-13
  • NC RA
    APPROVED
    Since 2023-08-01
  • NJ RA
    APPROVED
    Since 2023-07-24
  • NY RA
    APPROVED
    Since 2021-04-05
  • CA RA
    APPROVED
    Since 2014-12-05

Branch Locations

400 Park Avenue, New York, NY 10022 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Basking Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Rochdale New York NY 12/2014 Present
  • 12/2014 → Present
    City National Rochdale
    New York, NY
Previous Registrations
Other Businesses

(1) Name of Entity: Sweet Vivi's Bakery Non-investment related Address of Entity: 35 E Craig St., Basking Ridge, NJ 07920 Nature of OBA: Online Bakery for my daughter Position/Title/Relationship: LLC Member Start date: 02/22/23 Time devoted: 0 Duties: none

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-28
  • S66 Uniform Combined State Law Examination
    2011-10-28

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