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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2026-04-07 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 02/2019 |
| Jp Morgan Securities Llc | Brooklyn | NY | 09/2019 | 11/2019 |
| Jp Morgan Securities Llc | Brooklyn | NY | 11/2019 | 10/2024 |
| Unemployed | South Ozone Park | NY | 03/2019 | 08/2019 |
| J.P. Morgan Securities Llc | New York | NY | 03/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2026 | Present |
| Broward Oaks Nursing And Rehabilitation | Plantation | FL | 03/2025 | 10/2025 |
| Unemployed | Miramar | FL | 10/2024 | 02/2025 |
| Unemployed | Miramar | FL | 11/2025 | 02/2026 |
Effective 3/9/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-29 |
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