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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-03
SC RA APPROVED 2016-12-09
  • TX RA
    APPROVED_RES
    Since 2019-10-03
  • SC RA
    APPROVED
    Since 2016-12-09

Branch Locations

2110 N Oak St, Myrtle Beach, SC 29577 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Murrell Inlet SC 03/2013 Present
Wells Fargo Advisors Llc Murrells Inlet SC 08/2016 11/2016
Wells Fargo Clearing Services, Llc Murrells Inlet SC 11/2016 Present
  • 03/2013 → Present
    Wells Fargo Bank Na
    Murrell Inlet, SC
  • 08/2016 → 11/2016
    Wells Fargo Advisors Llc
    Murrells Inlet, SC
  • 11/2016 → Present
    Murrells Inlet, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-09
S63 Uniform Securities Agent State Law Examination 2016-11-16
  • S65 Uniform Investment Adviser Law Examination
    2016-12-09
  • S63 Uniform Securities Agent State Law Examination
    2016-11-16
Other Names
  • Barry Mark Halpern
  • Barry Mark Halpern

View on SEC IAPD

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