Dylan T Hanson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Wfgia
  Wauwatosa, WI
• 01/2012 → 05/2024
  Transamerica Financial Advisors, Inc
  Brookfield, WI
• 01/2015 → 02/2024
  Wisco Audio
  Madison, WI
• 06/2023 → Present
  Monona Grove Softball Booster Club
  Cottage Grove, WI
• 05/2024 → Present
  Lpl Financial
  Wauwatosa, WI
• 05/2024 → Present
  Hd Wealth Solutions
  Wauwatosa, WI

Previous Registrations

• 2012-01-06 → 2024-05-10
  Transamerica Financial Advisors, Llc
  Madison, WI
  Brookfield, WI
• 2012-01-05 → 2012-01-06
  Investment Advisors International, Inc.
  Madison, WI

Other Businesses

1.05/07/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name HD Wealth Solutions; Investment Related; at Reported Business Location(s); Start Date 04/01/2024; 160hrs/mth; 8hrs during trading 2.05/07/2024; WFGIA; Non-Variable Insurance Trails; Investment Related; at Reported Business Location(s); Start Date 08/01/2011; hrs/mth; hrs during trading 3.04/13/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sierra Ridge Advisor Group; Investment Related; at Reported Business Location(s); Start Date 04/10/2026; 0hrs/mth; 0hrs during trading 4.04/13/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sierra Ridge Wealth Management; Investment Related; at Reported Business Location(s); Start Date 04/10/2026; 0hrs/mth; 0hrs during trading 5.05/13/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Shephard Financial Advisors; Investment Related; at Reported Business Location(s); Start Date 05/11/2026; 0hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-17
• S63 Uniform Securities Agent State Law Examination
  2011-10-07