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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
120 Broadway Avenue S Suite 200, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Involvement Programs | Plymouth | MN | 05/2009 | 12/2018 |
| Questar Capital | Minneapolis | MN | 06/2016 | 02/2019 |
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 04/2016 | 02/2019 |
| Questar Asset Management | Minneapolis | MN | 05/2016 | 02/2019 |
| Questar Capital Corporation | Minneapolis | MN | 06/2016 | 02/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2019 | Present |
| Advisornet Wealth Partners | Minneapolis | MN | 02/2021 | 12/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: STERLING RETIREMENT RESOURCES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISOR START DATE: 3/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 3. NAME OF OTHER BUSINESS: IRREVOCABLE SUPPLEMENTAL NEEDS TRUST INVESTMENT RELATED: NO ADDRESS: 5309 WELCOME AVE N, CRYSTAL, MN 55429 NATURE OF BUSINESS: I AM ONE OF THE TRUSTEES FOR MY YOUNGER BROTHER'S SUPPLEMENTAL NEEDS TRUST. THERE IS A CHECKING ACCOUNT IN THE NAME OF THE TRUST THAT I HAVE SIGNING AUTHORITY OVER FOR MY BROTHER'S LIVING EXPENSES START DATE: 8/2011 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 HOUR PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOURS PER YEAR BRIEF DESCRIPTION OF DUTIES: I AM ONE OF THE TRUSTEES FOR MY YOUNGER BROTHER'S SUPPLEMENTAL NEEDS TRUST. THERE IS A CHECKING ACCOUNT IN THE NAME OF THE TRUST THAT I HAVE SIGNING AUTHORITY OVER FOR MY BROTHER'S LIVING EXPENSES 4. NAME OF OTHER BUSINESS: POWER OF ATTORNEY INVESTMENT RELATED: NO ADDRESS: 5309 WELCOME AVE N, CRYSTAL, MN 55429 NATURE OF BUSINESS: LISTED AS ONE OF THE POWER OF ATTORNEYS ON MOTHER'S ACCOUNT START DATE: 1/13 POSITION/TITLE/RELATIONSHIP: POWER OF ATTORNEY APX NUMBER OF HOURS PER WEEK: 1 HOUR PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR PER YEAR BRIEF DESCRIPTION OF DUTIES:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-11 |
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