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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

120 Broadway Avenue S Suite 200, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community Involvement Programs Plymouth MN 05/2009 12/2018
Questar Capital Minneapolis MN 06/2016 02/2019
Allianz Life Insurance Company Of North America Minneapolis MN 04/2016 02/2019
Questar Asset Management Minneapolis MN 05/2016 02/2019
Questar Capital Corporation Minneapolis MN 06/2016 02/2019
Cetera Wealth Services, Llc El Segundo CA 03/2019 Present
Advisornet Wealth Partners Minneapolis MN 02/2021 12/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2009 → 12/2018
    Community Involvement Programs
    Plymouth, MN
  • 06/2016 → 02/2019
    Questar Capital
    Minneapolis, MN
  • 04/2016 → 02/2019
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 05/2016 → 02/2019
    Questar Asset Management
    Minneapolis, MN
  • 06/2016 → 02/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2021 → 12/2025
    Minneapolis, MN
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-12-24 → 2025-12-19
    Golden Valley, MN
    Minnetonka, MN
    Wayzata, MN
  • 2016-06-14 → 2019-02-20
    Questar Asset Management, Inc.
    Minneapolis, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: STERLING RETIREMENT RESOURCES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISOR START DATE: 3/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 3. NAME OF OTHER BUSINESS: IRREVOCABLE SUPPLEMENTAL NEEDS TRUST INVESTMENT RELATED: NO ADDRESS: 5309 WELCOME AVE N, CRYSTAL, MN 55429 NATURE OF BUSINESS: I AM ONE OF THE TRUSTEES FOR MY YOUNGER BROTHER'S SUPPLEMENTAL NEEDS TRUST. THERE IS A CHECKING ACCOUNT IN THE NAME OF THE TRUST THAT I HAVE SIGNING AUTHORITY OVER FOR MY BROTHER'S LIVING EXPENSES START DATE: 8/2011 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 HOUR PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOURS PER YEAR BRIEF DESCRIPTION OF DUTIES: I AM ONE OF THE TRUSTEES FOR MY YOUNGER BROTHER'S SUPPLEMENTAL NEEDS TRUST. THERE IS A CHECKING ACCOUNT IN THE NAME OF THE TRUST THAT I HAVE SIGNING AUTHORITY OVER FOR MY BROTHER'S LIVING EXPENSES 4. NAME OF OTHER BUSINESS: POWER OF ATTORNEY INVESTMENT RELATED: NO ADDRESS: 5309 WELCOME AVE N, CRYSTAL, MN 55429 NATURE OF BUSINESS: LISTED AS ONE OF THE POWER OF ATTORNEYS ON MOTHER'S ACCOUNT START DATE: 1/13 POSITION/TITLE/RELATIONSHIP: POWER OF ATTORNEY APX NUMBER OF HOURS PER WEEK: 1 HOUR PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR PER YEAR BRIEF DESCRIPTION OF DUTIES:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-14
S63 Uniform Securities Agent State Law Examination 2013-01-11
  • S66 Uniform Combined State Law Examination
    2016-06-14
  • S63 Uniform Securities Agent State Law Examination
    2013-01-11
Designations

View on SEC IAPD

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