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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Belleville | IL | 08/2011 | 02/2018 |
| Lpl Financial Llc | Belleville | IL | 02/2018 | Present |
1. 5/22/2018 - Trinity Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/15/2011 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 7/13/2021 - Totall Metal Recycling - Investment Related - 2700 Missouri Avenue Granite City, IL 62040 - Outside/W-2 Employment - Buyers' Assistant - Start Date: 6/10/2019 - 160 Hours Per Month/160 Hours During Securities Trading - Provide administrative support for the scrap buyers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-09 |
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