Gray Ellis Pendleton

Current Employers

Employment History

• 12/2010 → Present
  (Dba) Pendleton Financial
  Raleigh, NC
• 01/2013 → 06/2023
  Concourse Financial Group Securities Inc (Fka Proequities, Inc)
  Raleigh, NC
• 03/2013 → 06/2023
  Concourse Financial Group Securities Inc (Fka Proequities, Inc)
  Raleigh, NE
• 01/2017 → Present
  Financial Success Guide, Inc Dba Pendleton Financial
  Raleigh, NC
• 05/2023 → Present
  Pendleton Financial Llc
  Raleigh, NC

Previous Registrations

• 2013-03-18 → 2023-07-10
  Concourse Financial Group Securities, Inc.
  Raleigh, NC

Other Businesses

1) Financial Success Guide, Inc. Investment Related; 409 May Court, Raleigh NC 27609; Pass-Thru Business Entity; Owner; Start Date 07/2015; 5 hours per month with 0 hours occurring during trading hours; Business Entity to run income through; Teaching classes and receiving at most a few hundred dollars per class. 2) Preferred Planning & Insurance, Inc. Investment Related; 409 May Court, Raleigh NC 27609: Start Date 12/2010; 5 hours per month with 2 hours occurring during trading hours; provides insurance products and services as a licensed insurance agent 3) Real estate Agent; Investment Related; 409 May Court, Raleigh NC 27609; Real Estate licensed in 2019; Self; Start Date 01/2019; 1 hour per month with no hours during trading hours; I have a lot of rental properties I own personally and through businesses disclosed. 4) Personal Rental Properties; Non-Investment Related; 409 May Court, Raleigh, NC 27609; Residential Real Estate; Owner; Start Date 07/2007; 20 hours per month with none of those hours occurring during trading hours. Collection of rent and make decisions on repairs and other landlord duties; Own five properties: Located in NC. Owner of Vintage Road LLC which owns two properties as well. 5) Pendleton Wealth Strategies Social Media Channel; Investment Related; 409 May Court, Raleigh, NC 27609; Start Date January 2025; 10 hours per month with no hours occurring during trading hours; Educational YouTube channel focused on financial planning and retirement strategies. Videos provide financial education to the public and may generate revenue from ad placements or sponsorships in the future. 6) The Pendleton Guide to Retirement Plans (Book Sales & Future Titles); Investment Related; 409 May Court, Raleigh, NC 27609; Start Date July 2025: 5 hours per month with no hours occurring during trading hours; Author and publisher of financial planning books. Books provide general financial education and do not recommend specific investment products or services. 7) Music Production as Creative Outlet (Spotify & Other Platforms); Non-Investment Related; 409 May Court, Raleigh, NC 27609; Start Date July 2025; 5 hours per month with no hours occurring during trading hours; Creation and distribution of original music through streaming platforms. Music is unrelated to financial services and is a creative pursuit. Any revenue is from streaming royalties.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-15

Designations