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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-03-17
  • NC RA
    APPROVED
    Since 2016-03-17

Branch Locations

1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2011 Present
Northwestern Mutual Investment Services, Llc Raleigh NC 10/2011 Present
Northwestern Mutual Investment Services Llc Raleigh NC 09/2015 Present
John Mitchell Raleigh NC 11/2014 Present
Samuel Brewer Raleigh NC 11/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 Present
Kyle Parker Raleigh NC 01/2021 Present
  • 10/2011 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2011 → Present
    Raleigh, NC
  • 09/2015 → Present
    Raleigh, NC
  • 11/2014 → Present
    John Mitchell
    Raleigh, NC
  • 11/2014 → Present
    Samuel Brewer
    Raleigh, NC
  • 09/2017 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2021 → Present
    Kyle Parker
    Raleigh, NC
Other Businesses

1. COMMITTEE MEMBER, THE NORTH CAROLINA BAR FOUNDATION, 8000 WESTON PKWY, CARY, NORTH CAROLINA, 27513, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF THE INVESTMENT COMMITTE FOR THE NC BAR FOUNDATION - THE COMMITTEE OF MEMBER ATTORNEYS MEETS WITH THE INVESTMENT ADVISOR (1919 GROUP) TO DISCUSS INVESTMENT POLICY FOR THE ENDOWMENT INVESTMENT ACCOUNT. WE DO NOT MANAGE THE MONEY. IT IS A NON-PAID VOLUNTARY COMMITTEE; NON-INVESTMENT RELATED 2. OWNER, MBP OF WAKE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 07/15/2024, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. OWNER, WL BEXAR, LLC, LEGAL ENTITY, START DATE: 08/16/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, MBP OF WAKE, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/22/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 5. 10% OWNER, BRIDGES ABIDES, LLC, INVESTMENT PROPERTY, START DATE: 05/28/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FORMED AN LLC TO BE A HOLDING ENTITY FOR A COMMERCIAL REAL ESTATE BUILDING; NOT INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-16
  • S66 Uniform Combined State Law Examination
    2016-03-16
Other Names
  • Ben Farish
  • Benjamin E Farish
  • Benjamin Edwin Farish
  • Ben Farish

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