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Lotus Theresa Arthur

New York Life Investment Management LLC

New York, NY

Jersey City, NJ

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-05-08
  • NJ RA
    APPROVED
    Since 2015-05-08

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

30 Hudson Street, Jersey City, NJ 07302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investments Parsippany NJ 04/2015 Present
  • 04/2015 → Present
    New York Life Investments
    Parsippany, NJ
Previous Registrations
Other Businesses

Ebay 2025 Hamilton Ave San Jose, CA 95125 and Poshmark 203 Redwood Shores Pkwy 8th Fl Redwood City, CA 94065; not investment related; Buying/Selling products; 8 hours per month not during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-07
  • S66 Uniform Combined State Law Examination
    2012-05-07
Other Names
  • Lotus Hamm
  • Lotus Arthur

View on SEC IAPD

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