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James Aaron Sullivan

Cwm, LLC

Stephenville, TX

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

1300 Pecan Hill Dr, Stephenville, TX 76401 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Midland TX 07/2011 03/2022
Bank Of America, N.A. Midland TX 07/2011 03/2022
Plainscapital Bank Lubbock TX 03/2022 10/2024
Bmy Wealth Management Stephenville TX 10/2024 12/2024
Bmy Wealth Management Stephenville TX 12/2024 Present
Cwm, Llc Omaha NE 10/2024 Present
  • 07/2011 → 03/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Midland, TX
  • 07/2011 → 03/2022
    Bank Of America, N.A.
    Midland, TX
  • 03/2022 → 10/2024
    Plainscapital Bank
    Lubbock, TX
  • 10/2024 → 12/2024
    Bmy Wealth Management
    Stephenville, TX
  • 12/2024 → Present
    Bmy Wealth Management
    Stephenville, TX
  • 10/2024 → Present
    Cwm, Llc
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-29
  • S66 Uniform Combined State Law Examination
    2017-11-29
Designations
Other Names
  • James Aaron Sullivan
  • James Sullivan

View on SEC IAPD

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SOUTHWESTERN ADVISORY GROUP LLC

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DOUGLAS KYLE MCLEMORE
SPENCER THOMAS SLIGH
JENNIFER LYN WILLIAMS
STEVEN RAY WILLIAMS

Other Offices

EDWARD JONES · STEPHENVILLE, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · STEPHENVILLE, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Stephenville, TX
ADVISOR RESOURCE COUNCIL · STEPHENVILLE, TX
ADVISOR RESOURCE COUNCIL · STEPHENVILLE, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · STEPHENVILLE, TX
SOUTHWESTERN ADVISORY GROUP LLC · STEPHENVILLE, TX

More in Stephenville, TX

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