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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-23 |
Branch Locations
154 North Graham Street, Stephenville, TX 76401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Stephenville | TX | 08/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Stephenville | TX | 02/2016 | Present |
| Srw Capital Management Llc | Stephenville | TX | 04/2001 | Present |
(1)Name of Business: SRW Capital Management LLC Address: 154 N Graham St, Stephenville, TX, 76401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operational Support
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-28 |
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