Caleb V. Allen

Current Employers

Employment History

• 12/2009 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 12/2009 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-01-01 → 2009-12-09
  Wells Fargo Clearing Services, Llc
  Bedford, TX
  Arlington, TX
• 2005-10-24 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Bedford, TX
  St. Louis, MO
  Bedford, TX

Other Businesses

1. REAL ESTATE, 117 BLUE JAY, STEPHENVILLE TX 76401, RENTAL PROPERTY OWNER , 01/2011, NIR, 5 HR/MO 0 HR/MO TRADING 2. ALLEN FINANCIAL MANAGEMNET LLC, 150 N HARBIN STE 420 STEPHENVILLE, TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 12/09/09, INV REL, 5 HR/WK 5/TRADING HR 3. PLANNERS EQUITY, LP, 181 S Graham, Stephenville TX 76401, 12/13/2012, Owner, DBA Name, NIR, 2 HR/MO - 0 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2009, ADVISORY REP OF A RIA. INV REL - 60 HR/MO - 40 HR/MO TRADING 5. COWBOY COUNTRY TITLE, LLC, 1915 A W Washington, Stephenville TX 76401, 06/01/2017, Owner, DBA Name, NIR, 5 HR/MO - 2 HR/MO TRADING 6. CALEB ALLEN CPA LLC, 150 N Harbin Drive, Suite 420, Stephenville TX 76401, 03/01/2024, Owner, Tax Services, NIR, 30 HR/MO - 10 HR/MO TRADING 7. DUFFAU MANAGEMENT (GP) INC, Stephenville TX 76401, 01/2023, DIRECTOR, AGRICULTURAL, NIR, 2 HR/MO 0 HR/MO TRADING 8. FARMERS & MERCHANTS BANK, 240 S Texas St, De Leon TX 76444, 02/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 2 HR/MO TRADING. 9. ALLEN FINANCIAL MANAGEMENT, LLC, 150 N. Harbin, Suite 420, Stephenville TX 76401, 12/09/2009, Owner, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO - 112 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-10-21

Designations