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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

154 N. Graham Street, Stephenville, TX 76401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Stephenville TX 05/1995 Present
Raymond James Financial Services Advisors, Inc Stephenville TX 01/2009 Present
Srw Capital Management, Llc Stephenville TX 11/2010 Present
Other Businesses

(1)Name of Business: SRW Capital Management LLC Address: 154 N Graham St, Stephenville, TX, 76401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: SRW is not an active business. Its structure exist strickly for operational and tax purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1992-09-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1992-09-03

View on SEC IAPD

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