Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-05
CO RA APPROVED 2022-07-01
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • CO RA
    APPROVED
    Since 2022-07-01

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Greenwood Village CO 07/2011 Present
Bank Of America, N.A. Greenwood Village CO 09/2011 06/2022
Ubs Financial Services.iNc Denver CO 06/2022 Present
  • 07/2011 → Present
    Merrill Lynch
    Greenwood Village, CO
  • 09/2011 → 06/2022
    Bank Of America, N.A.
    Greenwood Village, CO
  • 06/2022 → Present
    Ubs Financial Services.iNc
    Denver, CO
Previous Registrations
Other Businesses

Razzle Retreats, LLC, DenverCOUnited States-80210, Partnership, Real Estate, This is an LLC that was created to hold real estate in. We're in the process of closing on a second home in Keystone, CO, Partner, My duties are limited to the occasional rental of this property, though we will likely use a professional 3rd party manager to assist in the finding of tenants, start date-2/14/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-18
  • S66 Uniform Combined State Law Examination
    2011-11-18
Other Names
  • Hunter Bentley Rowland

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor