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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-24
GA RA APPROVED 2003-04-11
  • TX RA
    APPROVED_RES
    Since 2006-10-24
  • GA RA
    APPROVED
    Since 2003-04-11

Branch Locations

367 Atlanta St Se, Marietta, GA 30060 • United States

1275 Shiloh Rd Nw Ste 2321, Kennesaw, GA 30144 • United States

Acworth, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roswell GA 09/2005 03/2020
Ameriprise Financial Services, Llc Kennesaw GA 03/2020 Present
Other Businesses

Other Business Activities; LegalShield; LegalShield, solicits memberships to Individual, Business & Family Plans for all types of legal help at an affordable low rate.; 2200 Century Parkway NE, Suite 800, Atlanta, GA, 30345; Not Investment-Related; 10/21/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-20
  • S66 Uniform Combined State Law Examination
    2000-07-20
Other Names
  • Audrey Hawkins-Croft

View on SEC IAPD

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