Audrey Roberts Kah

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Rbc Capital Markets Llc
  Raleigh, NC

Other Businesses

1) NAME OF ENTITY: Benevolence Farms ADDRESS: PO Box 1313 Graham, NC 27253 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: To help those individuals impacted by the criminal legal system in NC CAPACITY: Board of Directors START DATE 05/01/2023 DUTIES: I will be serving as a board member helping with budget reconciliation and helping promote the non-profit. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2016-08-29

Designations

• Certified Financial Planner

Other Names

• Audrey E Roberts
• Audrey R Kah